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Mutual fund firms concerned with lack of guidance on promotional spending-by Megan Harman IE

Mutual fund firms concerned with lack of guidance on promotional spending Following several high-profile administrative penalties for “excessive” spending on promotional activities and non-monetary benefits, there’s little clarity from regulators as to what’s acceptable By: Megan Harman/May 16, 2018 Mutual fund companies are scrambling to ensure their sales practices...

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